Investment Disputes

The investment industry continues to face complex challenges. Clients are often left to settle with matters due to a lack of technical understanding involved in investment disputes.

The regulatory landscape governing investments coupled with the risk mitigation strategy of firms continues to place pressure on clients. Respective consumers are often left in situations where, due to a gap of knowledge, they compromise their rights to successfully claim their full entitlement. The common areas of dispute revolve around:

  • Administration or customer service
  • Mis-sale
  • Suitability of advice
  • Product explanation
  • Charges
  • Fund management

The most common areas of investment disputes tend to be (but are not limited to):

  • Self-invested personal pensions (SIPPs)
  • Life and critical illness insurance
  • ISAs and PEPs
  • Stocks and Shares
  • Bonds and non-deposit savings plans
  • Investments and derivatives
  • Endowments and SWAPS

Our services include managing your dispute from start to finish and excellent customer care.

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